On 7 February 2020, SFC published a special edition of its SFC Regulatory Bulletin to provide an update on its front-loaded approach to address market quality and corporate conduct issues. It provides some case studies illustrate the SFC’s key areas of concern and recent regulatory interventions in IPO applications and corporate transactions by listed companies.

Read the main points set out in the bulletin:

Key contact

Daniel Wan

Daniel Wan

Partner, Head of IPO/ECM
Hong Kong

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