The FCA policy statement 19/20 details the final rules for Senior Manager and Certification regime (SM&CR). The final rules are not significantly different from the various consultations, but below we have highlighted what in our view are interesting points and clarification.


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Key Contacts

Clare Hughes

Clare Hughes

Partner, Financial Regulation
London, UK

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Steven Francis

Steven Francis

Partner, Financial Regulation
London, UK

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Sarah Herbert

Sarah Herbert

Compliance Director (Non Lawyer), Financial Regulation
London

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