Expertise

Adam is a Compliance Analyst within the Financial Regulation compliance team, starting the role in January 2018.

During this time, Adam has assisted with the restructure of a tier 1 bank, providing advice on its regulatory permissions and assisting with applications for authorisation from the Financial Conduct Authority.

Experience

Adam's experience includes:

  • Providing regulatory support when making applications for permissions;
  • Review of internal policies and procedures;
  • Review of policies and procedures against regulatory expectations.
Education
  • Law, University of Chester
  • Medical Ethics and Law, University of Keele