This month's roundup of developments affecting banks, wealth managers, brokers and funds sees the financial service sector publish an article on "Brexit effects: too early to speculate" , ESMA publish responses to call for evidence on asset segregation, a discussion paper on MiFID II derivatives trading obligation from ESMA and a £34m customer redress scheme agreed with a payday lender.
Read the issue in full
General Developments
ESMA consultation paper on RTS specifying the scope of consolidated tape for non-equity financial instruments
ESMA methodological framework - model written arrangements for benchmark colleges
Compromise proposal on Regulation amending EuVECA and EuSEF published
BoE speech - Rebuilding Trust through the FX global code
FSB Implementation of G20/FSB financial reforms in other non-priority areas – Summary of key findings
Speech on combating financial crime from FCA
EC's overview of its level 2 measures in financial services
Wealth managers set for seven month winning run
FCA publishes new form for notifying transaction reporting errors
Dark pool reference prices: occasional paper from the FCA
Financial service sector Brexit effects: too early to speculate
AIMA survey shows change in business models
EACB responds to ESMA consultation on Distributed Ledger Technology applied to securities markets
European Parliament motion for a resolution objecting to Delegated Regulation on RTS on key information documents for PRIIPs
ESRB responds to ESMA consultation
ESMA discussion paper responses on distributed ledger technology applied to securities markets
EMIR & Derivatives
ESAs' opinion rejects proposed amendment to draft RTS on non-centrally cleared OTC derivatives
Funds
ESMA publishes responses to call for evidence on asset segregation
House of Commons European Scrutiny Committee considers proposal to amend EuVECA Regulation and EuSEF Regulation
ECB opinion on a proposed Regulation amending EuVECA and EuSEF Regulations
CLLS publishes response to FCA's consultation on proposals for additional reporting requirements for AIFMs
Investments & Investment Services
ESMA Q&As on MiFID II and MiFIR transparency topics published
ESMA consultation: draft RTS under SFT Regulation and related amendments
Deadline extended on cross-border distribution of investment funds consultation
Discussion paper on MiFID II derivatives trading obligation from ESMA
FCA's market data reporting under MiFID II
Market Conduct
Final guidelines on inside information and commodity derivatives under MAR
ESMA consultation - Trading obligation for derivatives
£34m customer redress scheme agreed with payday lender
Corrigendum to Market Abuse Regulation published by the Council of the EU
