2 April 2024
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Online event

Regulatory essentials training programme 2023

The sessions are a good opportunity for others in legal, compliance and business functions to refresh and update their regulatory knowledge and practice.

Various dates
Various times
MS Teams Live
Register  

Sign up for the Addleshaw Goddard Regulatory Essentials Training Programme 2023.

The first session will cover the overview of the UK Regulatory Framework, including the SMCR and financial promotions regimes.

Event overview

Our annual Regulatory Essentials Training Programme sessions cover key regulatory issues in financial services, and are ideal for new joiners. The sessions are also a good opportunity for others in legal, compliance and business functions to refresh and update their regulatory knowledge and practice.

The programme will run over 10 lunchtime 90-minute sessions throughout the year and will focus on the regulation of products that we deal with in each sector together with the relevant regulatory priorities.

Registration details will be sent out prior to each session, so if you are registered to attend please make every effort to participate in each session. Once you register, you will receive the joining instructions via email.

A summary of this year's programme and registration details for all the sessions are set out below:

The programme

Payments and Payment Services

05 September 2023
12:30 - 14:00 (GMT)
MS Teams Live

Regulated Mortgages Regime

03 October 2023
12:30 - 14:00 (GMT)
MS Teams Live

Investment Business and Investment Products

07 November 2023
12:30 - 14:00 (GMT)
MS Teams Live

Regulatory Risk and Compliance

05 December 2023
12:30 - 14:00 (GMT)
MS Teams Live

Digital Delivery

09 January 2024
12:30 - 14:00 (GMT)
MS Teams Live

Data Protection in Financial Services

06 February 2024
MS Teams Live

Financial Crime and Investigations

05 March 2024
MS Teams Live

Insurance Distribution

02 April 2024
MS Teams Live

To the Point 


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