Session 6: Regulatory Risk and Compliance

Our annual Regulatory Essentials Training Programme sessions discuss key regulatory issues in financial services, and are ideal for new joiners. The sessions are also a good opportunity for others in legal, compliance and business functions to refresh and update their regulatory knowledge and practice.

The programme will run over 10 lunchtime 90-minute sessions between May and February and will focus on the regulation of products that we deal with in each sector together with the relevant regulatory priorities. 

Event details

29 September 2022

12:30 – 14:00pm (BST)

MS Teams


If you have any questions that you would like to raise on the topics ahead of the sessions or any other queries please email Events.