Session 5: Investment Business and Investment Products
Our annual Regulatory Essentials Training Programme sessions discuss key regulatory issues in financial services, and are ideal for new joiners. The sessions are also a good opportunity for others in legal, compliance and business functions to refresh and update their regulatory knowledge and practice.
The programme will run over 10 lunchtime 90-minute sessions between May and February and will focus on the regulation of products that we deal with in each sector together with the relevant regulatory priorities.
12:30 – 14:00pm (BST)
If you have any questions that you would like to raise on the topics ahead of the sessions or any other queries please email Events.