Addleshaw Goddard’s Financial Regulation Group runs an annual training programme on key regulatory aspects in financial services. Although ideal for new joiners, the webinars are also a good opportunity for others in legal, compliance and business functions to refresh and update their regulatory knowledge and practice.
This year the programme will run over 10 monthly lunchtime 90-minute sessions and will focus on the regulation of products and services that we advise on in each sector together with forthcoming regulatory developments.
Registration details will be sent out prior to each session, so if you are registered to attend we ask that you make every effort to participate in each session. Once you register we will send you the joining instructions.
Please feel free to share this invite with anyone who you think would benefit from this course.
Session 9 - Insurance Distribution
Insurance distribution activities, Insurance: Conduct of Business, Product Oversight and Governance, Consumer Duty, Third Party Processors, Outsourcing V Distribution and Distribution Agreements.
Session 10 - Investment Business and Digital Assets
Specified Investments, Specified Activities in relation to Investments, MiFID business, Conduct of Business and the regulation of Digital Assets (investment side).
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