Expertise

Richard is a partner in the Financial Services Regulatory Group in the London office. He assists UK and international clients to navigate the regulatory regime and in their interaction with regulatory authorities. Richard advises clients in connection with the regulatory perimeter, the market abuse regime and conduct of business issues arising out of the FCA Handbook. His clients include financial institutions and corporates, with a particular focus on investment managers and private wealth. Richard has specific experience advising on custody and client money matters.