Expertise
Richard is a partner in Addleshaw Goddard's Corporate Department based in the London office. His practice focuses on financial services regulatory advice and assisting clients in their interactions with regulatory authorities. Richard works with national and international financial institutions and corporates advising on a wide range of conduct, prudential and governance matters. His clients include investment managers and private equity firms as well as banks and broker-dealers. Much of Richard's practice involves cross-border regulatory advice and assisting third country financial institutions navigating the regulatory perimeter and the PRA's and FCA's rules and guidance.
- Year Qualified
- New York, 2004
- England & Wales, 2011
- Education
- School of Oriental & African Studies, Ph.D., 2002
- Professional Memberships
- New York Bar, Law Society
- City of London Law Society Regulatory Committee
- Various working groups and committees of the Financial Markets Law Committee
Richard Small
New Report: Funds Trends 2023 Edition
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