We are pleased to invite you to the first session in the Addleshaw Goddard Regulatory Essentials Training Programme 2023.

We are delighted to confirm that in the first session we will be discussing the overview of the UK Regulatory Framework including the SMCR and financial promotions regimes.

Event overview

Our annual Regulatory Essentials Training Programme sessions discuss key regulatory issues in financial services, and are ideal for new joiners. The sessions are also a good opportunity for others in legal, compliance and business functions to refresh and update their regulatory knowledge and practice.

The programme will run over 10 lunchtime 90-minute sessions throughout the year and will focus on the regulation of products that we deal with in each sector together with the relevant regulatory priorities.

Registration details will be sent out prior to each session, so if you are registered to attend we ask that you make every effort to participate in each session. Once you register we will send you the joining instructions.

Please feel free to share this invite with anyone who you think would benefit from this course.

A summary of this year's programme and registration details for all the sessions are set out below:

The programme

Consumer Credit Regime
6 June 2023 |  12:30 - 14:00 BST

Payments and Payment Services
5 September 2023 | 12:30 - 14:00 BST

Regulated Mortgages Regime
3 October 2023 | 12:30 - 14:00 BST

Investment Business and Investment Products
7 November 2023 | 12:30 - 14:00 GMT

Regulatory Risk and Compliance
5 December 2023 | 12:30 : 14:00 GMT

Digital Delivery
9 January 2024 | 12:30 - 14:00 GMT

Data Protection in Financial Services
6 February 2024 | 12:30 - 14:00 GMT

Financial Crime and Investigations
5 March 2024 12:30 - 14:00 GMT

Insurance Distribution
2 April 2024 | 12:30 - 14:00 BST

Event details

2 April 2024


Register interest

If you have any questions that you would like to raise on the topics ahead of the seminars or any other queries, please email Events