Expertise

David is a Partner in the firm's Financial Services Group with extensive experience of financial services regulation in the UK and Europe. His practice focuses on advising banks, insurers and asset managers on their products and operations. He advises clients on applications for authorisation, compliance matters, and cross-border and passport issues.

David's experience includes advising on new product development, fund establishment, distribution and marketing issues, compliance, conduct of business and advising on the Alternative Investment Fund Managers Directive.

He also advises clients on a wide range of investment matters including liability driven investments, futures and broker arrangements.

He has extensive experience of global custody and advising on the regulatory aspects of cross-border sales and acquisitions of financial services entities.

Education

  • Law Society qualification date: 1998
  • The University of Nottingham – LLB (Hons)